A Dilemma for Lexical and Archimedean Views in Population Axiology
Abstract
Lexical views in population axiology can avoid the Repugnant Conclusion without violating Transitivity or Separability. However, they imply a dilemma: either some good life is better than any number of slightly worse lives, or else the ‘at least as good as’ relation on populations is radically incomplete. In this paper, I argue that Archimedean views face an analogous dilemma. I thus conclude that the lexical dilemma gives us little reason to prefer Archimedean views. Even if we give up on lexicality, problems of the same kind remain.
1. Introduction
Some populations are better than others. For example, a population in which every person lives a wonderful life is better than a population in which those same people live awful lives. And this betterness relation holds (at least sometimes) between populations that differ in size. A population in which every person lives a wonderful life is better than a slightly bigger population in which every person lives an awful life.
These cases are clear-cut, but others are less certain. Is a population in which one million people live a wonderful life better than a population in which one billion people live a good life? Is a population in which two million people live wonderful lives and one million people live awful lives better than a population in which no one lives at all? It would be useful to have a population axiology — an ‘at least as good as’ relation over populations — to adjudicate in cases like these.
Unfortunately, a satisfactory population axiology has proved difficult to find. Many otherwise plausible theories imply what Derek Parfit called the Repugnant Conclusion: each population of wonderful lives is worse than some much larger population of lives barely worth living (1984: 388). And many of the remaining theories imply its negative analogue: each population of awful lives is better than some much larger population of lives barely worth not living.
The source of the trouble might seem to be Archimedeanism about Populations. The positive half of this claim is, roughly, that if adding a life to a population makes that population better, adding enough such lives can make that population better than any other. The negative half is, again roughly, that if adding a life to a population makes that population worse, adding enough such lives can make that population worse than any other. The lesson of the Repugnant Conclusion and its negative analogue seems to be that this kind of outweighing does not always occur. Although each additional life barely worth living might make a population better, no number of lives barely worth living is better than a large number of wonderful lives. And although each additional life barely worth not living might make a population worse, no number of lives barely worth not living is worse than a large number of awful lives.
So, many have claimed, we should be non-Archimedean about
populations (Parfit 1986; 2016; Griffin 1988: 340, fn.27;
Lemos 1993; Rachels 2004; Temkin 2012; Chang 2016; Nebel
2021). Non-Archimedeans claim that some good lives are
weakly noninferior to other good lives: there is
some good life
However, previous iterations of non-Archimedean views
have failed to gain much support, due in large part to their
violation of either Transitivity or
Separability over Lives: they imply either that
some population
Unfortunately, there’s a catch. As we will see, these
lexical views, in conjunction with an assumption about the
size of the differences between possible lives, imply that
some good life is strongly noninferior to a life
only slightly worse: there is some good life
We might judge that accepting the Repugnant Conclusion is
preferable to each horn of this lexical dilemma,
and so embrace an Archimedean view. However, in this paper I
show that Archimedean views face an analogous dilemma. This
dilemma arises because Archimedean views also endorse a kind
of strong noninferiority: they claim that any number of good
lives is not worse than any number of bad lives. This claim,
in conjunction with the same assumption about the size of
the differences between possible lives, implies that some
good life is strongly noninferior to a life only slightly
worse: there is some good life
The conclusion is that the lexical dilemma gives us little reason to prefer an Archimedean view. Even if we give up on lexicality, problems of the same kind remain.
2. The Framework
In this section, I offer definitions and assumptions
intended to be uncontroversial in the dispute between
Archimedeans and lexicalists. Foundational to this paper is
the notion of a life. These lives are individuated, first,
by the person whose life it is and, second, by the welfare
of that person. Welfare is a measure of how good a person’s
life is for them. I assume that the ‘has at least as high
welfare as’ relation applied to the set of possible lives is
reflexive and transitive. Life
Note, however, that the ‘has at least as high welfare as’
relation need not be complete over the set of possible
lives. There may be lives
Lives are either personally good, bad, strictly neutral,
or weakly neutral. Which category a life falls in depends on
how it compares to some standard. Life
A population is a set of
lives.In this paper, I restrict my attention to finite populations. For
discussion of infinite populations, see Bostrom (2011).
A population axiology is an ‘at least as good as’ relation
on the set of all possible populations. Population
The ‘at least as good as’ relation is reflexive over the
set of possible populations, but it need not be complete.
Populations
I assume welfarist anonymity: if two
populations feature the same number of lives at each welfare
level, then they are equally good. This assumption allows us
to represent each population with a distribution — a finite,
unordered list of welfare levels, allowing repetitions — so
that one population is at least as good as another iff its
distribution is at least as good. I denote these
distributions with uppercase letters in double-struck square
brackets:
This notation is useful in clarifying the notion of a
life’s contributive value relative to a population.
Life
I assume Separability over Lives.Blackorby, Bossert, and Donaldson (2005: 132) call this assumption ‘existence independence.’ Roughly, this is the claim that the existence and welfare of unaffected people cannot make a difference to how populations compare. More precisely:
Separability over Lives.
For all populations
, , and , is at least as good as iff is at least as good as .
This assumption is contested by some (Carlson 1998: 290–91) and denied by egalitarian, variable value, and average views. But it is prima facie plausible and there are strong arguments in its favour (Blackorby, Bossert, and Donaldson 2005: 133; Thomas 2022a). In any case, Separability is agreed upon by many Archimedeans and all lexicalists. Many lexicalists take the satisfaction of Separability to be a major advantage of their view over previous non-Archimedean views (Parfit 2016: 112; Nebel 2021: 16).
Separability entails that each life has the same
contributive value relative to all populations. If life
Finally, I assume that the ‘at least as good as’ relation over populations is transitive:
Transitivity.
For all populations
, , and , if is at least as good as and is at least as good as , then is at least as good as .
Although some non-Archimedeans avoid the Repugnant Conclusion by denying Transitivity (Rachels 2004; Temkin 2012), this move strikes most as unduly drastic. In any case, Transitivity is common ground in the debate between Archimedeans and lexicalists.
This paper centres around four relations between lives: superiority, inferiority, nonsuperiority, and noninferiority. Each relation has strong and weak versions. The differences are subtle and the names are unwieldy but, unfortunately, the difficulty is unavoidable. The best course of action is to lay them all out here, for initial acquaintance and later reference.
First, strong and weak superiority:
Strong Superiority.
Life
is strongly superior to life iff any number of lives at is better than any number of lives at . Weak Superiority.
Life
is weakly superior to life iff some number of lives at is better than any number of lives at .
Strong and weak noninferiority are the same, except with ‘not worse’ in place of ‘better’:
Strong Noninferiority.
Life
is strongly noninferior to life iff any number of lives at is not worse than any number of lives at . Weak Noninferiority.
Life
is weakly noninferior to life iff some number of lives at is not worse than any number of lives at .
Noninferiority, as distinct from superiority, is
important if the ‘at least as good as’ relation on the set
of populations is incomplete. Life
Strong and weak inferiority are the negative variants of strong and weak superiority:
Strong Inferiority.
Life
is strongly inferior to life iff any number of lives at is worse than any number of lives at . Weak Inferiority.
Life
is weakly inferior to life iff some number of lives at is worse than any number of lives at .
Strong and weak nonsuperiority are the same, except with ‘not better’ in place of ‘worse’:
Strong Nonsuperiority.
Life
is strongly nonsuperior to life iff any number of lives at is not better than any number of lives at . Weak Nonsuperiority.
Life
is weakly nonsuperior to life iff some number of lives at is not better than any number of lives at .
If the ‘at least as good as’ relation on the set of
populations is incomplete, life
3. The Lexical Dilemma
With all that in mind, we can formulate the Repugnant Conclusion as follows:
The Repugnant Conclusion.
Each population consisting only of wonderful lives is worse than some much larger population consisting only of lives barely worth living. (Parfit 1984: 388)
This conclusion strikes many as obviously false. But we cannot avoid it if we accept the following two claims:
The Equivalence of Personal and Contributive Value.
A life is personally good (bad/strictly neutral/weakly neutral) iff it is contributively good (bad/strictly neutral/weakly neutral). (Rabinowicz 2009: 391; Gustafsson 2020: 87)
Archimedeanism about Populations.
For any population
and any contributively good life , there is some number such that lives at is better than .Strictly, this is the positive half of Archimedeanism about Populations. The negative half is as follows: for any population and any contributively bad life , there is some number such that lives at is worse than .
The Equivalence of Personal and Contributive Value implies that lives barely worth living are contributively good.Advocates of critical-level and critical-range views deny this claim. Critical-level views raise the level of contributive strict neutrality above the level of personal strict neutrality, so that some personally good lives are contributively bad (Blackorby, Bossert, and Donaldson 2005; Bossert 2022). That means that these views avoid the Repugnant Conclusion at the expense of implying the Sadistic Conclusion: each population of awful lives is better than some much larger population of personally good lives. Critical-range views, meanwhile, claim that a range of welfare levels are contributively weakly neutral (Blackorby, Bossert, and Donaldson 1996; Broome 2004; Qizilbash 2007; Rabinowicz 2009). Lives barely worth living fall within this range, so adding them makes a population neither better nor worse. That allows these views to avoid both the Repugnant and the Sadistic Conclusions. As we will see, however, these views imply the second horn of the Archimedean dilemma: radical and symmetric incommensurability. For more discussion of critical-level and critical-range views, see Gustafsson (2020), Rabinowicz (2020), and Thornley (2022). Archimedeanism about Populations then implies that enough lives barely worth living can be better than any population of wonderful lives. Non-Archimedeans choose to deny this latter claim (Parfit 1986; 2016; Griffin 1988: 340, fn.27; Lemos 1993; Rachels 2004; Temkin 2012; Chang 2016; Nebel 2021). They claim that some contributively good lives are weakly noninferior to other contributively good lives:Indeed, most non-Archimedeans make the stronger claim that some good lives are weakly superior to other good lives. See footnote 1.
Weak Noninferiority Across Good Lives.
There is some contributively good life
, some contributively good life , and some number such that lives at is not worse than any number of lives at .
This move allows non-Archimedeans to avoid the Repugnant Conclusion without giving up the Equivalence of Personal and Contributive Value. They simply claim that wonderful lives are weakly noninferior to lives barely worth living.
However, some non-Archimedean views violate Transitivity (Rachels 2004; Temkin 2012). Other non-Archimedean views violate Separability (Hurka 1983; Ng 1989). Lexical views incur neither of these costs. By representing welfare levels with vectors, rather than scalars, they can avoid the Repugnant Conclusion while preserving Transitivity and Separability (Kitcher 2000; Thomas 2018; Nebel 2021; Carlson 2022).
Here’s one example of a lexical view. Welfare levels are
given by vectors with two dimensions, each dimension
representable by an integer without upper or lower bound.
The first dimension quantifies the higher goods in
that life: perhaps things like autonomy and meaning. The
second dimension quantifies the lower goods:
perhaps things like sensual pleasure. These vectors are
ordered lexically, so that
Kitcher (2000), Thomas (2018), Nebel (2021), and Carlson
(2022) offer lexical views along these lines. As they note,
these views can be tweaked and generalised in various ways.
Lives could be represented by vectors with any number of
elements, each element could be represented by any subset of
the real numbers, and the ordering could employ thresholds
of various kinds. Employing thresholds in the ordering
allows lexical views to account for incommensurability
between populations and lives. Suppose, for example, that
population
It’s easy to see that these lexical views satisfy
Transitivity. They also satisfy Separability, because the
value of a population is the sum of the values of its lives.
And they avoid the Repugnant Conclusion if we specify that
wonderful lives feature some positive quantity of higher
goods and lives barely worth living do not. That’s because,
in our initial example of a lexical view, lives with welfare
Unfortunately, there’s a catch. The weak noninferiority of wonderful lives over lives barely worth living, in conjunction with two assumptions, implies that weak noninferiority holds between lives that differ only slightly in non-evaluative respects. The first assumption is Transitivity, and the second we can call Small Steps:
Small Steps.
For any two welfare levels, there exists a finite sequence of slight non-evaluative differences between lives at those levels.This assumption is an amended version of Arrhenius’s (2016: 171) Finite Fine-Grainedness and Thomas’s (2018: 815) Small Steps. Their versions refer to slight welfare differences rather than slight non-evaluative differences. As I note below, Arrhenius’s and Thomas’s versions are easier for the lexicalist to deny. I thank two anonymous reviewers for pointing this out.
What I mean by a ‘slight non-evaluative difference’ can be made clear enough using examples. Suppose that two lives are identical but for the fact that one of them features one additional second spent in pain. Then the non-evaluative difference between these lives is slight. The same goes for lives identical but for an extra second spent believing some false proposition, or appreciating beautiful music, or conversing with a loved one. Understood in this way, Small Steps seems difficult to deny. By making enough slight non-evaluative changes, we can make lives arbitrarily good or bad.For readability, I drop the ‘non-evaluative’ in what follows. Unless otherwise specified, ‘slight differences’ and ‘slight changes’ refer to non-evaluative differences and changes.
To see how the weak noninferiority of wonderful lives
over lives barely worth living plus Transitivity and Small
Steps implies that weak noninferiority holds between lives
that differ only slightly, consider a wonderful life
Accepting Separability commits the lexicalist to an even
stronger conclusion. Given Transitivity and Separability,
weak noninferiority collapses into strong
noninferiority. The lexical view then implies Strong
Noninferiority Across Slight Differences: any
number of lives at
Here’s how. Suppose, for contradiction, that
Nevertheless, lexical views remain popular. Two
responses, not mutually exclusive, are common. The first is
to reject an assumption left implicit in my discussion thus
far. I write that
We can flesh out this response as follows. Recall that, on the lexicalist’s representation of welfare levels, wonderful lives feature some positive quantity of higher goods and lives barely worth living do not. That implies that, in any sequence uniting wonderful lives and lives barely worth living, there will be a point at which the quantity of higher goods falls to 0. This fall might correspond to the point at which lives cease to be meaningful or autonomous (Nebel 2021, 11), or the point at which lives no longer instantiate a certain combination of global properties: for example, ‘satisfying personal relations, some understanding of what makes life worth while, appreciation of great beauty, the chance to accomplish something with one’s life.’ (Griffin 1988: 86; see also Carlson 2022: 21).To anticipate a little, lexicalists can claim that it is indeterminate whether a life instantiates such properties, and hence indeterminate whether some life is strongly superior or noninferior to another (Thomas 2018: 828–29; Nebel 2021: 27–30). As we will see, this indeterminacy must be radical in order to block the Repugnant Conclusion. Lexicalists can then claim that any life featuring no higher goods is significantly worse than any life featuring some higher goods, so that strong noninferiority across such lives is of little concern.
The second response is to claim that Strong Noninferiority Across Slight Differences is benign. If we find it troubling, that is only because we assume Trichotomous Completeness:
Trichotomous Completeness.
For all populations
and , either is better than , is better than , or and are equally good.
If we assume Trichotomous Completeness, then Strong
Noninferiority Across Slight Differences is tantamount to
Strong Superiority Across Slight Differences: any
number of lives at
This strategy seems to offer an attractively conservative
way of avoiding the Repugnant Conclusion. It preserves both
Separability and Transitivity, and it softens the blow of
Strong Noninferiority Across Slight Differences by denying a
principle which seems implausible anyway: Trichotomous
Completeness. A more general version of this principle —
quantifying over all value-bearers, rather than just
populations — is impugned by existing Small Improvement
Arguments (De Sousa 1974; Chang 2002), and a structurally
identical argument tells against the restricted principle.
Suppose, for example, that population
However, trouble remains. Suppose that we grant the
lexicalist’s claims about higher goods: in any sequence
uniting wonderful lives and lives barely worth living, there
will be a point at which the quantity of higher goods falls
to 0, and any lives occurring after this point are
significantly worse than those that come before. We
might complain that this move merely masks — and does not
solve — the difficulty presented by the
Things get worse if we focus on bad lives. The Repugnant Conclusion has a negative analogue:
The Negative Repugnant Conclusion.
Each population consisting only of awful lives is better than some much larger population consisting only of lives barely worth not living.
And if we uphold the Equivalence of Personal and Contributive Value, this conclusion can be avoided only by claiming Weak Nonsuperiority Across Bad Lives:
Weak Nonsuperiority Across Bad Lives.
There is some contributively bad life
, some contributively bad life , and some number such that lives at is not better than any number of lives at .
But as shown above, this claim — in conjunction with Transitivity and Separability — implies Strong Nonsuperiority Across Bad Lives:
Strong Nonsuperiority Across Bad Lives.
There is some contributively bad life
and some contributively bad life such that any number of lives at is not better than any number of lives .
And the truth of Small Steps implies Strong
Nonsuperiority Across Slight Differences. Suppose
What’s more, Handfield and Rabinowicz (2018) prove that
the combination of weak noninferiority and the denial of
Trichotomous Completeness — along with Transitivity and a
weakening of Separability (see 2018: 2385) — has another
undesirable implication: to avoid the Repugnant Conclusion,
the incommensurability at work has to be radical.
Here’s what that means. Suppose population
Besides seeming implausible, such radical departures from
Trichotomous Completeness lack a key feature shared by other
examples of incommensurability in the literature: in those
examples, if a change in some good-making feature can take
an option
I can now summarise the lexical dilemma. If lexicalists
uphold Trichotomous Completeness, they are committed to
Strong Superiority Across Slight Differences: any number of
good lives at
4. The Archimedean Dilemma
We might regard the lexical dilemma as strong reason to
embrace an Archimedean view. However, this would be a
mistake. As we will see, Archimedean views are subject to an
analogous dilemma: either a single contributively good life
To see how the Archimedean dilemma arises, consider the following two claims:
Contributively Good Life.
There is some life
and some population such that is better than . Contributively Bad Life.
There is some life
and some population such that is worse than .
Together with Transitivity and Separability, these two
claims imply that contributively good lives are strongly
noninferior to contributively bad
lives.I once again drop the ‘contributively’ in what follows; ‘good,’
‘better,’ etc., stand for ‘contributively good,’ ‘contributively
better,’ etc., unless otherwise stated.
Here’s how. Let
Adding Small Steps then yields Strong Noninferiority
Across Slight Differences. To see how, consider a sequence
beginning with a good life
Now for the first horn of the Archimedean dilemma. If
Archimedeans accept Trichotomous Completeness, then Strong
Noninferiority Across Slight Differences is tantamount to
Strong Superiority Across Slight Differences: any
number of lives at
Archimedeans might claim that this implication is of
little concern. After all, strong superiority sets in at the
point where lives stop being good. Lives at
Hence the appeal of denying Trichotomous Completeness.
That move allows Archimedeans to claim that there is no
sharp divide between good and bad lives. Instead, some range
of lives in our
As we will see, however, denying Trichotomous
Completeness leaves the Archimedean vulnerable to the second
horn of their dilemma. To see how, note first that departing
from Trichotomous Completeness renders the Archimedean
subject to the same objection that Handfield and Rabinowicz
(2018) level against the lexicalist: the departure in
question has to be radical. Here’s a reminder of
what that means. Suppose population
Of course, the Archimedean might respond that the
objection misses its mark in this case. The objection is
effective against the lexicalist because lives at
To see how, recall that for any weakly neutral life
We need not assume that adding a weakly neutral life always results in incommensurability that is insensitive to slight changes. The proof can make do with a substantially weaker assumption, which we can call Insensitivity:
Insensitivity.
There exists some sequence of slight differences — running from a good life
to a bad life and containing some weakly neutral life — such that for any life in the sequence and any populations and , there exists some number such that, if is incommensurable with , then and are incommensurable with .
This assortment of quantifiers is difficult to parse, so
here’s a rough explanation. We start with two
incommensurable populations, represented by the
distributions
Now let
Consider a population of
We can do the same when we raise a second life up from
The same is true when we make the lives at
Letting
I can now summarise the Archimedean dilemma. If Archimedeans uphold Trichotomous Completeness, they are committed to Strong Superiority Across Slight Differences. Many slight changes to lives are of little consequence, but one slight change flips the lives from good to either strictly neutral or bad, and any number of the former lives is better than any number of the latter. This implication is liable to seem especially implausible if both lives are long and turbulent, and the slight change consists in a single extra second of pain. If, on the other hand, Archimedeans depart from Trichotomous Completeness, then that departure must be both radical and symmetric. They are committed to the claim that, no matter how good and numerous the lives in Heaven and no matter how bad and numerous the lives in Hell, there is some number of weakly neutral lives that is both not worse than Heaven and not better than Hell.
That brings us to the conclusion of this paper: the
lexical dilemma gives us little reason to prefer an
Archimedean view. For recall how the lexical dilemma is
derived. We begin with the non-Archimedean claim that some
good lives are weakly noninferior to others: there is some
good life
The Archimedean dilemma is derived in parallel fashion.
We begin with the Archimedean claim that some lives are
strongly noninferior to others: there is some life
The upshot is that the lexical dilemma gives us little reason to embrace an Archimedean view. Even if we give up on lexicality, problems of the same kind remain.I thank Teruji Thomas and two anonymous reviewers for helpful comments and discussion. This work was supported by an Arts and Humanities Research Council studentship.
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